IRA Forms

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Traditional, Rollover, SEP, Custodial or SARSEP IRA

Required Forms
GIM Joint Services Agreement
Form ADV Part 2
TCA Traditional, Rollover, SEP, Custodial or SARSEP IRA Application

Optional Forms
TCA Transfer Form

Roth IRA

Required Forms
GIM Joint Services Agreement
Form ADV Part 2
TCA Roth IRA Application

Optional Forms
TCA Transfer Form

SIMPLE IRA

Required Forms
GIM Joint Services Agreement
Form ADV Part 2
TCA SIMPLE IRA Application

Optional Forms
TCA Transfer Form

IRA Supplemental Forms

TCA IRA Distribution Request
TCA IRA Distribution Request EZ
TCA IRA Beneficiary Distribution Request
TCA IRA Systematic Contribution Request
TCA IRA Beneficiary Designation or Change Request

Misc. Account Maintenance Forms

TCA Additional Account Information Addendum
TCA Advisor Authorization for Distributions
TCA Identification Form Addendum
TCA Privacy Statement and Truth in Savings
TCA Withholding Information Federal and State Policies

These forms are to be used by previously approved advisors only.

Note: All Referral Clients must be provided with a complete copy of GIM's Part II of Form ADV required by Rule 204-3 under the Advisers Act (the "Brochure") or GIM’s written disclosure statement (should one be made available in the future) and the separate written disclosure document required by Rule 206(4)-3 under the Advisers Act. Advisor shall procure and deliver to GIM the acknowledgment of receipt of the Brochure and the Disclosure Document. The acknowledgement shall have been signed and dated by each Referral Client and, when so delivered to GIM, shall be accompanied by a true and complete copy of the Disclosure Document delivered to such Referral Client. Any prospective client that eventually becomes a Referral Client has the right to rescind the GIM Joint Services Agreement or the GIM Advisory Agreement for a complete refund of management fees within five (5) business days after execution of the document. Subsequent to the initial five business day period, either party may terminate this agreement by giving not less than ten (10) days notice in writing to the other party.